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New

Paraplanner

We are looking for an experienced Paraplanner to join our client based in Fareham, to take responsibility for completing a range of tasks, including client facing , to research, prepare and administer a Financial Plan and /or Report for clients.

Skills and knowledge

Skills

Excellent inter-personal skills, both written and verbal;

• Excellent report writing skills;
• High levels of accuracy with good attention to detail; and
• Excellent time management.

Knowledge

Detailed knowledge of the FCA’s rules and requirements;

• Detailed knowledge of the FCA’s and the firm’s record keeping requirements;
• Broad knowledge of the financial services sector; and
• High level of technical and product knowledge. Level 4 completed or in progress.

Systems used

· FE Analytics

· Cashcalc

· O&M

· Selectapension

· Defaqto Engage

Specific Responsibilities:

To prepare and maintain client files:

• Once in receipt of a completed ‘factfind’, collate all the relevant quantitative detailed information required to compile a financial services report;
• Check all paperwork / information is available to ensure that the client file meets the FCA’s rules and requirements; and
• Discuss the client’s needs and objectives with the relevant adviser.

To prepare recommendations:

• Undertake research to identify suitable solutions to meet the client’s needs and objectives;
• Prepare information for analysis by the adviser;
• If applicable, liaise with the client’s legal and tax advisers;
• Prepare draft recommendation report;
• Discuss draft recommendation report with the relevant adviser;
• Obtain ‘sign-off’ by the relevant adviser; and
• Produce a fully bound suitability report pre-sale including all relevant product information e.g. illustration, Key Features Document, fund information.

To implement recommendations:

• Ensure full and accurate completion of application/proposal forms;
• Ensure all compliance paperwork is in order;
• If relevant, act on any changes made by the client; and
• Implement the chosen / agreed investment strategies and monitor through to completion.

To undertake client reviews

• Act as main point of contact and deal effectively with queries from clients and other parties;
• Establish and build strong relationships with clients;
• If required, attend client meetings with adviser;
• Organise future planning meetings with clients, in accordance with agree timescales; and
• Review investment portfolio, asset allocation, risk profile etc.

To doiscuss further please apply today!

11 hours ago